SEC Form 4 · accession 0001474506-15-000119
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson S Baker II
Officer — President & CEO · Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 3,000 | $11.145 | A | 108,510 | D | |
| Common StockF1 | holding | — | — | — | 21 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 18 | I | See footnote | |
| Common Stock | holding | — | — | — | 2,199 | I | Shares held by wife | |
| Common Stock | holding | — | — | — | 6,579 | I | Shares held for the benefit of children | |
| Common StockF3 | holding | — | — | — | 423,274 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $11.145 | Apr 29, 2015 | M | 3,000 | D | Feb 1, 2015 | May 3, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Shares held as beneficiary of the issuer's 401(k) profit sharing plan.
- F2Shares held as beneficiary of an employee stock purchase plan.
- F3Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965. The reporting person disclaims beneficial ownership of these shares.