SEC Form 4 · accession 0001474506-15-000097
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Martin E Stein Jr.
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 17, 2015 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 1,500 | $11.396 | A | 55,500 | D | |
| Common Stock | Feb 11, 2015 | F | 522 | $32.74 | D | 54,978 | D | |
| Common Stock | Feb 11, 2015 | M | 3,000 | $11.145 | A | 57,978 | D | |
| Common Stock | Feb 11, 2015 | F | 1,021 | $32.74 | D | 56,957 | D | |
| Common StockF1 | holding | — | — | — | 120,900 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $11.396 | Feb 11, 2015 | M | 1,500 | D | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 1,500 | 0 | D |
| Option to Buy | $11.145 | Feb 11, 2015 | M | 3,000 | D | Feb 1, 2015 | May 3, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Regency Sqaure II, a Florida general partnership, owns 120,900 shares of the Company. The reporting person holds 2.5248% interest in the partnership. Trust B under the will of Martin E Stein, deceased, holds a 46.21% interest in the partnership. The reporting person has a beneficial interest in the trust and, together with his two brothers, acting jointly as co-trustees, has a one-third shared voting and dispositive power as to the trust. The reporting person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.