SEC Form 4 · accession 0001474506-15-000055
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
Director · 10% Owner
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 82,312 | D | ||
| Common Stock | holding | — | — | — | 6,713 | I | IRA | |
| Common Stock | holding | — | — | — | 149,103 | I | Held in Living Trust | |
| Common Stock | holding | — | — | — | 5,889 | I | Held by Wife's Living Trust | |
| Common StockF1 | holding | — | — | — | 1,113,474 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 4,647 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 87,297 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $33.09 | Feb 4, 2015 | A | 1,200 | A | Feb 4, 2015 | Feb 3, 2025 | Option to Buy | 1,200 | 1,200 | D |
Explanation of responses
- F1Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F2Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims beneficial ownership of these shares.
- F3Shares held by Susan Ann Baker Irrevocable Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter. The reporting person disclaims any beneficial ownership of these shares.
- F4The reporting person was awarded shares pursuant to the Company's director compensation arrangements.
Remarks
Exhibit Index Exhibit 24- Power of Attorney