SEC Form 4 · accession 0001474506-15-000027
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward L Baker
10% Owner
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 43,000 | D | ||
| Common StockF1 | holding | — | — | — | 423,274 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 87,279 | I | See footnote | |
| Common Stock | holding | — | — | — | 7,626 | I | Held in retirement account | |
| Common Stock | holding | — | — | — | 78,573 | I | Held in living trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $12.925 | Feb 1, 2015 | A | 2,819 | A | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 2,819 | 2,819 | D |
| Option to BuyF3 | $12.641 | Feb 1, 2015 | A | 2,820 | A | Feb 1, 2015 | May 4, 2015 | Common Stock | 2,820 | 2,820 | D |
| Option to BuyF3 | $17.158 | Feb 1, 2015 | A | 2,820 | A | Feb 1, 2015 | Aug 3, 2015 | Common Stock | 2,820 | 2,820 | D |
Explanation of responses
- F1Shares held by Edward L. Baker and Thompson S. Baker II, as trustees for the separate trust for Edward L. Baker created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F2Shares held by a trust for the benefit of the daughter of John D. Baker II. The reporting person serves as trustee of these trusts but disclaims beneficial ownership of these shares.
- F3The reporting person received the option grants listed herein in replacement of options previously issued by the issuer.