SEC Form 4 · accession 0001474506-15-000019
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin E Stein Jr.
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 49,500 | D | ||
| Common StockF1 | holding | — | — | — | 120,900 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $12.925 | Feb 1, 2015 | A | 2,819 | A | Feb 1, 2015 | Feb 20, 2015 | Common Stock | 2,819 | 2,819 | D |
| Option to BuyF2 | $12.641 | Feb 1, 2015 | A | 2,820 | A | Feb 1, 2015 | May 4, 2015 | Common Stock | 2,820 | 2,820 | D |
| Option to BuyF2 | $17.158 | Feb 1, 2015 | A | 2,820 | A | Feb 1, 2015 | Aug 3, 2015 | Common Stock | 2,820 | 2,820 | D |
Explanation of responses
- F1Regency Sqaure II, a Florida general partnership, owns 120,900 shares of the Company. The reporting person holds 2.5248% interest in the partnership. Trust B under the will of Martin E Stein, deceased, holds a 46.21% interest in the partnership. The reporting person has a beneficial interest in the trust and, together with his two brothers, acting jointly as co-trustees, has a one-third shared voting and dispositive power as to the trust. The reporting person disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein.
- F2The reporting person received the option grants listed herein in replacement of options previously issued by the issuer.