SEC Form 4 · accession 0001474506-15-000004
FRP HOLDINGS, INC. · FRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
Director · 10% Owner
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000844059
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | M | 3,000 | $15.167 | A | 76,312 | D | |
| Common Stock | Jan 8, 2015 | M | 3,000 | $14.833 | A | 79,312 | D | |
| Common Stock | Jan 8, 2015 | M | 3,000 | $20.133 | A | 82,312 | D | |
| Common Stock | holding | — | — | — | 6,713 | I | IRA | |
| Common Stock | holding | — | — | — | 149,103 | I | Held in Living Trust | |
| Common Stock | holding | — | — | — | 5,889 | I | Held by Wife's Living Trust | |
| Common StockF1 | holding | — | — | — | 1,113,474 | I | See footnote | |
| Common Stock | holding | — | — | — | 4,647 | I | Held through Issuer's Profit-Sharing Plan | |
| Common StockF2 | holding | — | — | — | 20,001 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 87,297 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $15.167 | Jan 8, 2015 | M | 3,000 | D | Jan 26, 2005 | Jan 25, 2015 | Common Stock | 3,000 | 0 | D |
| Option to Buy | $14.833 | Jan 8, 2015 | M | 3,000 | D | May 4, 2005 | May 3, 2015 | Common Stock | 3,000 | 0 | D |
| Option to Buy | $20.133 | Jan 8, 2015 | M | 3,000 | D | Aug 3, 2005 | Aug 2, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
- F2Shares held by John D. Baker II Irrevocable Trust #1, which is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims beneficial ownership of these shares.
- F3Shares held by Susan Ann Baker Irrevocable Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter. The reporting person disclaims any beneficial ownership of these shares.