SEC Form 4 · accession 0001635987-15-000008
ACCESS Newswire Inc. · ACCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AUER METALS & MINERALS
10% Owner
Period of report
Jan 1, 1996
Accepted (ET)
Mar 23, 2015 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000843006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ISDR | Mar 23, 2015 | A | 50,000 | $0.00 | A | — | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LGCY | $10.00 | Mar 23, 2015 | A | 50,000 | A | Jan 1, 1997 | Jan 1, 2020 | LEGACY RESERVES | — | — | D |