SEC Form 4 · accession 0000842633-15-000148
TRIMAS CORP · TRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Zalupski
Officer — Chief Financial Officer
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 9:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 29, 2015 | M | 1,050 | $19.91 | A | 58,369 | D | |
| Common StockF2 | Oct 29, 2015 | F | 332 | $19.91 | D | 58,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3,F4 | $0.00 | Oct 29, 2015 | M | 1,050 | D | — | Sep 30, 2013 | Common Stock | 1,050 | 1,050 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the Fair Market Value of one share of common stock, payable only in shares of common stock.
- F2By Robert J. Zalupski and Susan S. Zalupski JTWROS
- F3The third of three installments for restricted stock units granted pursuant to the Restricted Stock Unit Agreement dated February 24, 2011 ("Agreement") and the 2006 Long Term Equity Incentive Plan, vested on October 29, 2015 in satisfaction of the trading threshold as outlined in Section II.A.1(a) of the Agreement.
- F4Subject to graduated vesting as described in footnote (3) above and Section II.A.1 of the Agreement