SEC Form 4 · accession 0000842633-15-000094
TRIMAS CORP · TRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Wathen
Officer — President and CEO · Director
Period of report
Jun 13, 2015
Accepted (ET)
Jun 16, 2015 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2015 | M | 2,625 | $0.00 | A | 507,905 | D | |
| Common StockF2 | Jun 13, 2015 | F | 1,213 | $30.00 | D | 506,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3,F4 | $0.00 | Jun 13, 2015 | M | 2,625 | D | — | Sep 30, 2013 | Common Stock | 2,625 | 15,750 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the Fair Market Value of one share of common stock, payable only in shares of common stock.
- F2By David M. Wathen and Laurene A. Wathen JTWROS
- F3The third of three installments for restricted stock units granted pursuant to the Restricted Stock Unit Agreement dated February 24, 2011 ("Agreement") and the 2006 Long Term Equity Incentive Plan, vested on June 13, 2015 in satisfaction of the trading threshold as outlined in Section II.A.1(b) of the Agreement.
- F4Subject to graduated vesting as described in footnote (3) above and Section II.A.1 of the Agreement