SEC Form 4 · accession 0000842518-16-000150
EVANS BANCORP INC · EVBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Miller Jr.
Officer — Secretary · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.50 par value)F1,F2 | Nov 29, 2016 | M | 3,000 | $15.35 | A | 79,153 | D | |
| Common Stock ($0.50 par value)F3 | Nov 29, 2016 | S$0 | 2,607 | — | A | 76,546 | D | |
| Common Stock ($0.50 par value) | Nov 30, 2016 | S | 393 | $33.50 | A | 76,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (Right to Buy) | $15.35 | Nov 29, 2016 | M | 3,000 | D | Jun 17, 2012 | Jun 17, 2018 | Common Stock | 3,000 | 39,640 | D |
Explanation of responses
- F1This number reflects shares acquired through the Evans Bancorp, Inc. Employee Stock Purchase Plan as follows: 945 shares on June 30, 2016.
- F2This number reflects shares acquired through the Evans Bancorp, Inc. Dividend Reinvestment Plan as follows: 27.268746 shares on October 4, 2016.
- F32,607 shares of Evans Bancorp, Inc. stock were sold as follows: 200 shares at $33.50 per share; 100 shares at $33.55 per share; 447 shares at $33.65 per share; 1,860 shares at $33.70 per share.