SEC Form 3 · accession 0002155257-26-000002
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Marie Kappes
Officer — Chief Administrative Officer
Period of report
Sep 8, 2026
Accepted (ET)
Sep 18, 2026 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,075 | D | ||
| Common StockF2 | holding | — | — | — | 11,742 | I | RLI Corp. Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4,F3 | $41.12 | holding | — | — | — | Aug 21, 2021 | Aug 21, 2028 | Common Stock | 10,000 | — | D |
| Common StockF4,F3 | $51.01 | holding | — | — | — | May 6, 2022 | May 6, 2029 | Common Stock | 8,000 | — | D |
| Common StockF4,F3 | $52.80 | holding | — | — | — | May 5, 2023 | May 5, 2030 | Common Stock | 10,000 | — | D |
| Common StockF4,F3 | $66.295 | holding | — | — | — | May 4, 2024 | May 5, 2030 | Common Stock | 8,000 | — | D |
| Common StockF4,F3 | $69.575 | holding | — | — | — | May 2, 2025 | May 2, 2032 | Common Stock | 7,500 | — | D |
| Common StockF4,F3 | $72.36 | holding | — | — | — | May 13, 2026 | May 13, 2033 | Common Stock | 7,000 | — | D |
| Common StockF4,F3 | $47.88 | holding | — | — | — | May 14, 2027 | May 14, 2034 | Common Stock | 10,000 | — | D |
| Restricted Stock UnitF6,F5 | — | holding | — | — | — | — | — | Common Stock | 300 | — | D |
| Restricted Stock UnitF6,F5 | — | holding | — | — | — | — | — | Common Stock | 250 | — | D |
| Restricted Stock UnitF6,F5 | — | holding | — | — | — | — | — | Common Stock | 300 | — | D |
Explanation of responses
- F1Ownership reflects dividend reinvestment.
- F2Balance reflects annual company contributions and dividend reinvestment.
- F3Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.
- F4Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared May 14, 2026.
- F5These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.
- F6Upon vesting, each restricted stock unit represents the right to receive one share of common stock.