SEC Form 4/A · accession 0001127602-18-016442
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Stone
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 9:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 299,869 | D | ||
| Common StockF1 | holding | — | — | — | 34,808 | I | By Trust | |
| Common Stock | holding | — | — | — | 880 | I | By Wife, Custodian UTMA-FL | |
| Common StockF1 | holding | — | — | — | 22,243 | I | M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11 | |
| Common Stock | holding | — | — | — | 6,615 | I | M.J. Stone Grantor Retained Annuity Trust (M9) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 3, 2018 | A | 792 | A | — | — | Common Stock | 792 | 792 | D |
Explanation of responses
- F1Ownership reflects dividend reinvestment
- F2Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
- F3These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2019 Annual Shareholders Meeting or (2) one year after the date of grant.