SEC Form 4 · accession 0001127602-16-047627
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Stone
Director
Period of report
Feb 22, 2016
Accepted (ET)
Mar 28, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 22, 2016 | J | 26,615 | $63.55 | A | 284,890 | D | |
| Common StockF3 | Feb 22, 2016 | J | 26,615 | $63.55 | D | 0 | I | By Empl. Stock Ownership Plan |
| Common StockF3 | Mar 1, 2016 | J | 334 | $64.204 | A | 334 | I | By Empl. Stock Ownership Plan |
| Common StockF2 | holding | — | — | — | 59,266 | I | By Trust | |
| Common Stock | holding | — | — | — | 5,300 | I | By Wife | |
| Common Stock | holding | — | — | — | 480 | I | By Wife, Custodian UTMA-FL | |
| Common StockF2 | holding | — | — | — | 17,937 | I | M.J. Stone Grantor Retained Annuity Trust (M5) dtd. 10/31/11 | |
| Common StockF2 | holding | — | — | — | 22,512 | I | M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11 | |
| Common Stock | holding | — | — | — | 7,500 | I | M.J. Stone Grantor Retained Annuity Trust (M8) dtd. 01/30/13 | |
| Common Stock | holding | — | — | — | 8,685 | I | M.J. Stone Grantor Retained Annuity Trust (M9) dtd. 01/30/13 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred from the RLI Corp. ESOP to Michael J. Stone.
- F2Ownership reflects dividend reinvestment
- F3Balance reflects annual company contributions and dividend reinvestment.
- F42015 ESOP contribution.
Remarks
Subsequent to the date of the transactions reported on this Form 4, Michael J. Stone sold 26,607 shares from his direct holdings. That transaction occurred and was filed on a Form 4 on 03/14/16.