SEC Form 5 · accession 0001127602-16-036075
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Stone
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 28, 2015 | J | 26,607 | $0.00 | D | 26,611 | I | By Empl. Stock Ownership Plan |
| Common StockF3 | Dec 28, 2015 | J | 26,607 | $0.00 | A | 255,491 | D | |
| Common StockF3 | holding | — | — | — | 59,099 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,275 | I | By Wife | |
| Common Stock | holding | — | — | — | 510 | I | By Wife, Custodian UTMA-FL | |
| Common StockF3 | holding | — | — | — | 17,937 | I | M.J. Stone Grantor Retained Annuity Trust (M5) dtd. 10/31/11 | |
| Common StockF3 | holding | — | — | — | 22,512 | I | M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11 | |
| Common Stock | holding | — | — | — | 7,227 | I | M.J. Stone Grantor Retained Annuity Trust (M7) dtd. 01/30/13 | |
| Common Stock | holding | — | — | — | 8,559 | I | M.J. Stone Grantor Retained Annuity Trust (M8) dtd. 01/30/13 | |
| Common Stock | holding | — | — | — | 9,072 | I | M.J. Stone Grantor Retained Annuity Trust (M9) dtd. 01/30/13 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares under diversification provisions of the RLI Corp. Employee Stock Ownership Plan & Trust (ESOP).
- F2Balance reflects annual company contributions and dividend reinvestment.
- F3Ownership reflects dividend reinvestment