SEC Form 4/A · accession 0001127602-15-003768
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan E Michael
Officer — President · Director
Period of report
Jan 15, 2015
Accepted (ET)
Feb 2, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 15, 2015 | J | 41 | $48.3167 | A | 482,060 | D | |
| Common StockF3 | holding | — | — | — | 210,325 | I | By Empl. Stock Ownership Plan | |
| Common StockF2 | holding | — | — | — | 114,020 | I | By Key Employee Benefit Plan | |
| Common StockF2 | holding | — | — | — | 46,016 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 8,306 | I | J.E. Michael 2012 Grantor Retained Annuity Trust Dtd 07/24/12 | |
| Common Stock | holding | — | — | — | 23,274 | I | J.E. Michael 2014 GRAT 1 dtd 08/06/14 | |
| Common Stock | holding | — | — | — | 23,274 | I | J.E. Michael 2014 GRAT 2 dtd 08/06/14 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased through payroll deduction feature of the RLI Dividend Reinvestment Plan.
- F2Ownership reflects dividend reinvestment
- F3Balance reflects annual company contributions and dividend reinvestment.
Remarks
This Form 4A is being filed to reflect the correct share balance of the holder's Employee Stock Ownership Plan (ESOP) holding. Erroneous dividend information was provided and adjustments were made to the holding in December 2014, which resulted in an inflated balance. This Form 4A indicates a reduction in the ESOP holding by 397.618 shares. The transaction detail reported on the original Form 4 was not effected and this Form 4A reflects the identical transaction previously reported on January 16, 2015.