SEC Form 4/A · accession 0001127602-15-003764
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Aaron Paul Diefenthaler
Officer — VP, CIO, Treasurer
Period of report
Jan 9, 2015
Accepted (ET)
Feb 2, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2015 | J | 7 | $47.88 | A | 897 | I | By Executive Deferred Compensation |
| Common StockF2 | holding | — | — | — | 3,582 | D | ||
| Common StockF3 | holding | — | — | — | 1,119 | I | Employee Stock Ownership Plan - ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities herein were allocated to my account pursuant to the RLI Corp. Executive Deferred Compensation Agreement.
- F2Ownership reflects dividend reinvestment
- F3Balance reflects annual company contributions and dividend reinvestment.
Remarks
This Form 4A is being filed to reflect the correct share balance of the holder's Employee Stock Ownership Plan (ESOP) holding. Erroneous dividend information was provided and adjustments were made to the holding in December 2014, which resulted in an inflated balance. This Form 4A indicates a reduction in the ESOP holding by 2.099 shares. The transaction detail reported on the original Form 4 was not effected and this Form 4A reflects the identical transaction previously reported on January 12, 2015.