SEC Form 4/A · accession 0001127602-15-003756
RLI CORP · RLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Stone
Director · Other
Period of report
Jan 5, 2015
Accepted (ET)
Feb 2, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2015 | J | 903 | $47.83 | D | 7,227 | I | M.J. Stone Grantor Retained Annuity Trust (M7) dtd. 01/30/13 |
| Common StockF2 | Jan 5, 2015 | J | 903 | $47.83 | A | 216,563 | D | |
| Common Stock | Jan 5, 2015 | J | 163 | $47.83 | D | 8,559 | I | M.J. Stone Grantor Retained Annuity Trust (M8) dtd. 01/30/13 |
| Common StockF2 | Jan 5, 2015 | J | 163 | $47.83 | A | 216,726 | D | |
| Common StockF4 | holding | — | — | — | 50,285 | I | By Empl. Stock Ownership Plan | |
| Common StockF2 | holding | — | — | — | 56,424 | I | By Trust | |
| Common Stock | holding | — | — | — | 12,550 | I | By Wife | |
| Common Stock | holding | — | — | — | 630 | I | By Wife, Custodian UTMA-FL | |
| Common StockF2 | holding | — | — | — | 19,773 | I | M.J. Stone Grantor Retained Annuity Trust (M5) dtd. 10/31/11 | |
| Common StockF2 | holding | — | — | — | 23,276 | I | M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11 | |
| Common Stock | holding | — | — | — | 9,072 | I | M.J. Stone Grantor Retained Annuity Trust (M9) dtd. 01/30/13 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M7) to M.J. Stone.
- F2Ownership reflects dividend reinvestment
- F3Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M8) to M.J. Stone.
- F4Balance reflects annual company contributions and dividend reinvestment.
Remarks
This Form 4A is being filed to reflect the correct share balance of the holder's Employee Stock Ownership Plan (ESOP) holding. Erroneous dividend information was provided and adjustments were made to the holding in December 2014, which resulted in an inflated balance. This Form 4A indicates a reduction in the ESOP holding by 95.045 shares. The transaction detail reported on the original Form 4 was not effected and this Form 4A reflects the identical transactions previously reported on January 7, 2015.