SEC Form 4 · accession 0000842295-16-000015
TOR MINERALS INTERNATIONAL INC · TORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Hartman
Director · 10% Owner
Period of report
Apr 29, 2016
Accepted (ET)
May 2, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2016 | A | 94,340 | $2.65 | A | 401,680 | I | Trustee of the Douglas MacDonald Hartman Family Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant Right to BuyF1,F2 | $2.65 | Apr 29, 2016 | X | 94,340 | D | Aug 1, 2009 | May 4, 2016 | Common Stock | 94,340 | 6,400 | I |
Explanation of responses
- F1Exercise(purchase) of 94,340 warrants at $2.65/each issed in August 2009
- F2Non-Qualifing Stock Options granted annually to Directors