SEC Form 4 · accession 0001209191-15-067901
RPT Realty · NYSE: RPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Andrews
Officer — CFO and Secretary
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842183
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7.25% Series D Cumulative Convertible Perpetual Preferred ShF1,F2 | $14.19 | Aug 24, 2015 | P | 1,030 | A | — | — | Common Shares of Beneficial Interest | 3,630 | 4,010 | D |
Explanation of responses
- F1The 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest are convertible at the option of the holder into common shares of beneficial interest at any time currently at a rate of 3.5242 common shares of beneficial interest per 7.25% Series D Cumulative Convertible Perpetual Preferred Share (subject to adjustment) and have no expiration date.
- F2This transaction was executed in multiple trades at prices ranging from $57.19 to $57.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.