SEC Form 4 · accession 0001209191-18-049456
LEAR CORP · LEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy Doyle
Officer — Chief Accounting Officer
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000842162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2018 | M | 46 | $0.00 | A | 78 | D | |
| Common Stock | Sep 1, 2018 | F | 14 | $162.20 | D | 64 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Sep 1, 2018 | M | 46 | D | — | — | Common Stock | 46 | 45 | D |
Explanation of responses
- F1Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on September 1, 2018.
- F2Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. One-third of the restricted stock units granted on September 1, 2016, vested and settled in common stock on September 1, 2017; one-third of the units vested and settled in common stock on September 1, 2018 and one-third of the units vest and settle in common stock on September 1, 2019.