SEC Form 4 · accession 0001472838-15-000045
RITE AID CORP · RAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony Montini
Officer — EVP
Period of report
Jul 9, 2015
Accepted (ET)
Jul 13, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2015 | M | 59,650 | $1.24 | A | 529,245 | D | |
| Common Stock | Jul 9, 2015 | M | 60,675 | $1.32 | A | 589,920 | D | |
| Common Stock | Jul 9, 2015 | M | 29,875 | $2.76 | A | 619,795 | D | |
| Common Stock | Jul 9, 2015 | S | 150,200 | $8.3674 | D | 469,595 | D | |
| Common Stock | Jul 9, 2015 | S | 202,994 | $8.386 | D | 266,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $1.24 | Jul 9, 2015 | M | 59,650 | D | Jun 27, 2012 | Jun 27, 2021 | Common Stock | 59,650 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $1.32 | Jul 9, 2015 | M | 60,675 | D | Jun 25, 2013 | Jun 25, 2022 | Common Stock | 60,675 | 60,675 | D |
| Non-Qualified Stock Option (right to buy)F1 | $2.76 | Jul 9, 2015 | M | 29,875 | D | Jun 24, 2014 | Jun 24, 2023 | Common Stock | 29,875 | 59,750 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning one year from the date of grant.