SEC Form 4 · accession 0001472838-15-000020
RITE AID CORP · RAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Martindale
Officer — President & COO
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2015 | A | 103,700 | $0.00 | A | 1,334,147 | D | |
| Common Stock | Jun 25, 2015 | F | 6,658 | $8.60 | D | 1,327,489 | D | |
| Common Stock | Jun 25, 2015 | F | 29,010 | $8.60 | D | 1,298,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $8.68 | Jun 24, 2015 | A | 356,400 | A | Jun 24, 2016 | Jun 24, 2025 | Common Stock | 356,400 | 356,400 | D |
Explanation of responses
- F1Shares are being surrendered to satisfy tax withholding obligation with respect to shares on which restrictions are lapsing.
- F2The option vests in four equal annual installments beginning one year from the date of grant.