SEC Form 4 · accession 0001472838-15-000006
RITE AID CORP · RAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Thompson
Officer — EVP
Period of report
Apr 10, 2015
Accepted (ET)
Apr 14, 2015 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | M | 47,925 | $1.24 | A | 265,249 | D | |
| Common Stock | Apr 10, 2015 | S | 47,925 | $8.2496 | D | 217,324 | D | |
| Common Stock | Apr 13, 2015 | M | 47,925 | $1.24 | A | 265,249 | D | |
| Common Stock | Apr 13, 2015 | S | 47,925 | $8.4101 | D | 217,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $1.24 | Apr 10, 2015 | M | 47,925 | D | Jun 27, 2012 | Jun 27, 2021 | Common Stock | 47,925 | 143,775 | D |
| Non-Qualified Stock Option (right to buy)F1 | $1.24 | Apr 10, 2015 | M | 47,925 | D | Jun 27, 2012 | Jun 27, 2021 | Common Stock | 47,925 | 95,850 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning one year from the date of grant.