SEC Form 4 · accession 0001472838-15-000005
RITE AID CORP · RAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcy Syms
Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 14, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | M | 100,000 | $3.65 | A | 425,921 | D | |
| Common Stock | Apr 10, 2015 | M | 50,000 | $4.55 | A | 475,921 | D | |
| Common Stock | Apr 10, 2015 | S | 150,000 | $8.2596 | D | 325,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.65 | Apr 10, 2015 | M | 100,000 | D | Sep 21, 2006 | Sep 21, 2015 | Common Stock | 100,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.55 | Apr 10, 2015 | M | 50,000 | D | Jun 21, 2007 | Jun 21, 2016 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning one year from the date of grant.