SEC Form 4 · accession 0001209191-17-056039
RITE AID CORP · RAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kermit R Crawford
Officer — President and COO
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000084129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | A | 975,610 | $0.00 | A | 975,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $2.05 | Oct 2, 2017 | A | 1,000,000 | A | Oct 2, 2018 | Oct 2, 2027 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1Restricted stock vests in three annual installments beginning on October 2, 2018.
- F2The option vests in four equal annual installments beginning one year from the date of grant.