SEC Form 4 · accession 0001140361-17-034343
CLEARONE INC · CLRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Bagley
10% Owner
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000840715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | P | 1,742 | $7.50 | A | 1,962,260 | D | |
| Common Stock | Sep 1, 2017 | P | 8,922 | $7.55 | A | 1,971,182 | D | |
| Common Stock | Sep 5, 2017 | P | 10,000 | $7.50 | A | 1,981,182 | D | |
| Common StockF1 | holding | — | — | — | 926,166 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bagley may be deemed to own 126,166 shares that are owned by Carolyn Bagley, Mr. Bagley's wife, and 800,000 shares that are held in a trust for which Carolyn Bagley acts as one of four co-trustees. Mr. Bagley disclaims beneficial ownership of these shares.