SEC Form 4 · accession 0001140361-16-086428
CLEARONE INC · CLRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Hendricks
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000840715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | P | 1,000 | $10.50 | A | 22,148 | D | |
| Common StockF1 | Nov 9, 2016 | P | 12 | $10.65 | A | 22,160 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1,012 shares of common stock purchased by the reporting person on November 9, 2016 are a matching transaction under Section 16 of the Securities Exchange Act of 1934 with 5,000 shares of common stock sold by the reporting person on June 2, 2016 for $11.03 per share. In Accordance with Section 16, the reporting person has disgorged to the issuer an aggregate short-swing profit of $535.16.