SEC Form 4 · accession 0001140361-16-073284
CLEARONE INC · CLRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Huntsman
Director
Period of report
Jul 21, 2016
Accepted (ET)
Jul 25, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000840715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2016 | M | 15,000 | $4.03 | A | 95,468 | D | |
| Common Stock | Jul 21, 2016 | M | 5,000 | $5.48 | A | 100,468 | D | |
| Common Stock | Jul 21, 2016 | M | 9,166 | $8.22 | A | 109,634 | D | |
| Common Stock | Jul 21, 2016 | M | 6,666 | $9.89 | A | 116,300 | D | |
| Common Stock | Jul 21, 2016 | S | 35,832 | $11.2713 | D | 80,468 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.03 | Jul 21, 2016 | M | 15,000 | D | Nov 14, 2009 | Nov 14, 2018 | Common Stock | 15,000 | 0 | D |
| Stock Option (Right to Buy) | $5.48 | Jul 21, 2016 | M | 5,000 | D | Aug 5, 2012 | Aug 5, 2021 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $8.22 | Jul 21, 2016 | M | 9,166 | D | Aug 22, 2014 | Aug 22, 2023 | Common Stock | 9,166 | 834 | D |
| Stock Option (Right to Buy) | $9.89 | Jul 21, 2016 | M | 6,666 | D | Jun 2, 2015 | Jun 2, 2024 | Common Stock | 6,666 | 3,334 | D |