SEC Form 4 · accession 0001078782-17-001537
CLEARONE INC · CLRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Bryan Bagley
10% Owner
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000840715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | P | 5,161 | $6.75 | A | 604,086 | I | See footnote |
| Common StockF1 | Nov 9, 2017 | P | 287 | $6.75 | A | 604,086 | I | See footnote |
| Common StockF1 | Nov 9, 2017 | P | 40,000 | $6.80 | A | 604,086 | I | See footnote |
| Common Stock | holding | — | — | — | 38,602 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bagley's indirect ownership consists of 4,000 shares of common stock owned by Mr. Bagley's children, 400,086 shares of common stock that Mr. Bagley is deemed to indirectly own because they are in revocable trusts for which he acts as a co-trustee with his wife, and 200,000 shares that Mr. Bagley is deemed to indirectly own because he has a pecuniary interest in that number of shares that are held in a irrevocable trust for which Mr. Bagley acts a co-trustee.