SEC Form 4 · accession 0001123292-16-002984
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin K Kaiser
Director
Period of report
Jun 4, 2016
Accepted (ET)
Nov 17, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 4, 2016 | M | 556 | — | A | 3,776 | D | |
| Common StockF1 | Jun 4, 2016 | M | 556 | — | A | 4,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F5,F1,F3 | — | Jun 4, 2016 | M | 556 | D | — | — | Common Stock | 556 | 0 | D |
| Restricted Stock UnitsF2,F5,F1,F4 | — | Jun 4, 2016 | M | 556 | D | — | — | Common Stock | 556 | 556 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F2Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company.
- F3The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016.
- F4The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.
- F5Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split.