SEC Form 4 · accession 0001123292-16-001500

WESTWATER RESOURCES, INC. · WWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jan 2, 2016

Accepted (ET)

Jan 5, 2016 · 8:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000839470

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 2, 2016	M	46,354	—	A	205,271	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Jan 2, 2016	M	33,334	D	—	—	Common Stock	33,334	0	D
Restricted Stock Units^F1,F3	—	Jan 2, 2016	M	13,020	D	—	—	Common Stock	13,020	91,143	D

F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2On June 4, 2013, Mr. Jones was granted 100,000 restricted stock units, vesting in three installments: 33,333 on January 2, 2014; 33,333 on January 2, 2015; and 33,334 on January 2, 2016. Shares will be delivered to Mr. Jones following vesting.
F3On June 4, 2014, Mr. Jones was granted 117,183 restricted stock units, vesting in three installments. 13,020 shares vest on January 2, 2015, 13,020 shares vest on January 2, 2016 and 13,021 shares vest on January 2, 2017, subject to continued employment with the Company. The remaining shares vest subject to the achievement of annual performance objectives, with 26,040 shares vesting based on 2014 performance, 26,041 shares based on 2015 performance and 26,041 shares based on 2016 performance. Shares will be delivered to Mr. Jones following vesting.