SEC Form 4 · accession 0001123292-16-001486
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Resource Capital Fund V L.P.
10% Owner
RCA V GP LTD.
10% Owner
Resource Capital Associates V L.P.
10% Owner
RCF Management L.L.C.
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 31, 2015 | E | 457,038 | $0.44 | A | 8,617,646 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the terms of the Loan Agreement dated November 13, 2013 between Uranium Resources, Inc. ("URI") and Resource Capital Fund V L.P. ("RCF V") (as amended, the "Loan Agreement"), at the election of RCF V, 457,038 shares of URI common stock will be issued to RCF V in satisfaction of interest under the Loan Agreement.
- F27,911,261 of the shares are held by RCF V, of which Resource Capital Associates V L.P. is the general partner and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. In addition, RCF Management holds an additional 706,385 shares of URI's common stock. RCF Management may be part of a "group" with RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. (con't in FN3)
- F3(con't from FN2) for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaims direct or indirect beneficial ownership of the shares held by RCF Management to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, and RCF Management disclaims direct or indirect beneficial ownership of the shares held by RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.