SEC Form 4/A · accession 0001123292-15-001352
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Resource Capital Fund V L.P.
10% Owner
RCA V GP LTD.
10% Owner
Resource Capital Associates V L.P.
10% Owner
RCF Management L.L.C.
10% Owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 9, 2015 | J | 706,385 | $0.71 | A | 8,160,608 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the terms of the Management Support Agreement (the "Support Agreement"), dated August 11, 2015, between Uranium Resources, Inc. ("URI") and RCF Management L.L.C. ("RCF Management"), URI elected on November 9, 2015 to issue 706,385 shares of its common stock to RCF Management in satisfaction of $500,000 due under the Support Agreement.
- F27,454,223 of the shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. In addition, RCF Management holds an additional 706,385 shares of URI's common stock. RCF Management may be part of a "group" with RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. (con't in FN3)
- F3(con't from FN2) for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaims direct or indirect beneficial ownership of the shares held by RCF Management to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, and RCF Management disclaims direct or indirect beneficial ownership of the shares held by RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.