SEC Form 4 · accession 0001123292-15-000994
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Resource Capital Fund V L.P.
10% Owner
RCA V GP LTD.
10% Owner
Resource Capital Associates V L.P.
10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | J | 169,909 | $1.18 | A | 7,229,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P., RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.
- F2Pursuant to the terms of the Loan Agreement dated November 13, 2013 between Uranium Resources, Inc. ("URI") and RCF V (as amended, the "Loan Agreement"), at the election of RCF V, 169,909 shares of URI common stock will be issued to RCF V in satisfaction of interest under the Loan Agreement.