SEC Form 4 · accession 0001123292-15-000921
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L. Vigil
Officer — Vice President-Finance and CFO
Period of report
Jun 14, 2015
Accepted (ET)
Jun 16, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2015 | M | 8,889 | — | A | 46,187 | D | |
| Common StockF2 | Jun 14, 2015 | F | 2,763 | $1.19 | D | 43,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 14, 2015 | M | 8,889 | D | — | — | Common Stock | 8,889 | 8,889 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F2Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.
- F3The restricted stock units vest in three equal annual installments on June 14, 2014, June 14, 2015 and June 14, 2016.