SEC Form 4 · accession 0001123292-15-000863
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Kenneth Willmott
Director
Period of report
Jun 4, 2015
Accepted (ET)
Jun 8, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 4, 2015 | M | 6,667 | — | A | 85,271 | D | |
| Common StockF1,F2 | Jun 4, 2015 | M | 6,666 | — | A | 91,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 4, 2015 | M | 6,667 | D | — | — | Common Stock | 6,667 | 6,667 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 4, 2015 | M | 6,666 | D | — | — | Common Stock | 6,666 | 13,334 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F3The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016.
- F4The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.