SEC Form 4 · accession 0001052918-17-000470
WESTWATER RESOURCES, INC. · WWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dain A McCoig
Officer — Vice President
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839470
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | Sep 18, 2017 | A | 37,125 | A | — | — | Common stock | 37,125 | 37,125 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units vest based on the following criteria: (i) one-third vest in three equal installments on each of December 31, 2017, 2018 and 2019; and (ii) the remaining two-thirds vest based on satisfaction of performance and total shareholder return measures for each of 2017, 2018 and 2019 as determined by the issuer's board of directors. Shares will be delivered to the reporting person following vesting.