SEC Form 4 · accession 0001140361-18-014624
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jun Ma
Officer — Chief Exec Officer & President · Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 20, 2018 | A | 300,000 | — | A | 5,179,841 | D | |
| Common StockF1 | holding | — | — | — | 4,879,841 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,050,000 restricted shares issued on July 5, 2016 of which 350,000 vested immediately, 350,000 vested on July 5, 2017 and the remaining 350,000 shares vest on July 5, 2018.
- F2Restricted shares which vest on April 1, 2018.