SEC Form 4 · accession 0001140361-18-014620
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Beecher
Officer — Chief Financial Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2,F1 | Mar 20, 2018 | A | 75,000 | — | A | 1,240,400 | D | |
| Common StockF2,F1 | holding | — | — | — | 1,165,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F120,000 of these shares are owned by Liam Beecher, Michael Beecher's son, of which Michael Beecher disclaims beneficial ownership.
- F2Includes 450,000 restricted shares issued on July 5, 2016 of which 150,000 vested immediately with the remaining shares contingently vesting as follows: 150,000 on July 5, 2017 and 150,000 on July 5, 2018.
- F3Restricted shares which vest on April 1, 2018.