SEC Form 4 · accession 0001140361-16-071787
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Newton
Officer — Vice Pres Finance & Controller
Period of report
Jul 5, 2016
Accepted (ET)
Jul 6, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 5, 2016 | A | 300,000 | — | A | 675,000 | D | |
| Common Stock | holding | — | — | — | 375,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares of which 100,000 vest immediately with the remaining shares contingently vesting as follows: 100,000 on July 5, 2017 and 100,000 on July 5, 2018.