SEC Form 4 · accession 0001140361-16-071773
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Beecher
Officer — Chief Financial Officer
Period of report
Jul 5, 2016
Accepted (ET)
Jul 6, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jul 5, 2016 | A | 450,000 | — | A | 1,090,400 | D | |
| Common StockF1 | holding | — | — | — | 640,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F120,000 of these shares are owned by Liam Beecher, Michael Beecher's son, of which Michael Beecher disclaims beneficial ownership.
- F2Restricted shares of which 150,000 vest immediately with the remaining shares contingently vesting as follows: 150,000 on July 5, 2017 and 150,000 on July 5, 2018.