SEC Form 4 · accession 0001140361-15-024761
VASO Corp · VASO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jun Ma
Officer — Chief Exec Officer & President · Director
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000839087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2015 | A | 200,000 | — | A | 3,019,841 | D | |
| Common Stock | holding | — | — | — | 2,819,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2004 Stock Option/Stock Issuance PlanF2 | $0.12 | Jul 26, 2007 | A | 150,000 | A | — | Jul 25, 2017 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Restricted shares issued by Company vesting immediately.
- F2Options vest immediately.