SEC Form 4 · accession 0001654954-18-007511
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 6, 2018
Accepted (ET)
Jul 10, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2018 | S | 100 | $8.36 | D | 440,605 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 440,505 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 440,405 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 440,305 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 440,205 | D | |
| Common Stock | Jul 6, 2018 | S | 200 | $8.35 | D | 440,005 | D | |
| Common Stock | Jul 6, 2018 | S | 50 | $8.35 | D | 439,955 | D | |
| Common Stock | Jul 6, 2018 | S | 50 | $8.35 | D | 439,905 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 439,805 | D | |
| Common Stock | Jul 6, 2018 | S | 50 | $8.37 | D | 439,755 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 439,655 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 439,555 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 439,455 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.35 | D | 439,355 | D | |
| Common Stock | Jul 6, 2018 | S | 1,000 | $8.341 | D | 438,355 | D | |
| Common Stock | Jul 6, 2018 | S | 500 | $8.341 | D | 437,855 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.34 | D | 437,755 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.34 | D | 437,655 | D | |
| Common Stock | Jul 6, 2018 | S | 18 | $8.34 | D | 437,637 | D | |
| Common Stock | Jul 6, 2018 | S | 5 | $8.34 | D | 437,632 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.34 | D | 437,532 | D | |
| Common Stock | Jul 6, 2018 | S | 4 | $8.33 | D | 437,528 | D | |
| Common Stock | Jul 6, 2018 | S | 1,000 | $8.321 | D | 436,528 | D | |
| Common Stock | Jul 6, 2018 | S | 15 | $8.32 | D | 436,513 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.32 | D | 436,413 | D | |
| Common Stock | Jul 6, 2018 | S | 100 | $8.32 | D | 436,313 | D | |
| Common Stock | Jul 9, 2018 | S | 129 | $8.30 | D | 436,184 | D |
Table II — derivative securities
No Table II lines on this filing.