SEC Form 4 · accession 0001654954-17-011123
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | S | 100 | $8.33 | D | 489,381 | D | |
| Common Stock | Nov 27, 2017 | S | 200 | $8.32 | D | 489,181 | D | |
| Common Stock | Nov 27, 2017 | S | 333 | $8.31 | D | 488,848 | D | |
| Common Stock | Nov 27, 2017 | S | 2,000 | $8.30 | D | 486,848 | D | |
| Common Stock | Nov 27, 2017 | S | 412 | $8.28 | D | 486,436 | D | |
| Common Stock | Nov 27, 2017 | S | 100 | $8.27 | D | 486,336 | D | |
| Common Stock | Nov 28, 2017 | S | 1,089 | $8.25 | D | 485,247 | D | |
| Common Stock | Nov 29, 2017 | S | 455 | $8.25 | D | 484,792 | D |
Table II — derivative securities
No Table II lines on this filing.