SEC Form 4 · accession 0001354488-17-000368
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | X | 6,000 | $3.09 | A | 508,205 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.09 | Feb 28, 2017 | X | 6,000 | D | Jul 11, 2011 | Jul 20, 2021 | Common Stock | 6,000 | 0 | I |
Explanation of responses
- F1The reporting person acquired beneficial ownership upon his marriage to the owner of the shares.