SEC Form 4 · accession 0001354488-16-008198
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 19, 2015
Accepted (ET)
Aug 17, 2016 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2015 | J | 14,971 | — | A | 14,971 | I | Held by Spouse |
| Preferred StockF1 | Dec 19, 2015 | J | 600 | — | A | 600 | I | Held By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired beneficial ownership upon his marriage to the owner of the shares.