SEC Form 4 · accession 0001354488-16-007995
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2016 | S | 4,300 | $8.00 | D | 497,934 | D | |
| Common Stock | Jul 5, 2016 | S | 300 | $8.01 | D | 497,634 | D | |
| Common Stock | Jul 5, 2016 | S | 400 | $8.025 | D | 497,234 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $8.03 | D | 497,134 | D | |
| Common Stock | Jul 5, 2016 | S | 200 | $8.04 | D | 496,934 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $8.045 | D | 496,834 | D | |
| Common Stock | Jul 5, 2016 | S | 3,003 | $8.05 | D | 493,831 | D | |
| Common Stock | Jul 5, 2016 | S | 200 | $8.06 | D | 493,631 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $8.08 | D | 493,531 | D | |
| Common Stock | Jul 5, 2016 | S | 300 | $8.10 | D | 493,231 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $8.30 | D | 493,131 | D | |
| Common Stock | Jul 5, 2016 | S | 550 | $8.31 | D | 492,581 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $8.32 | D | 492,481 | D | |
| Common Stock | Jul 5, 2016 | S | 50 | $8.39 | D | 492,431 | D | |
| Common Stock | Jul 5, 2016 | S | 1,200 | $8.42 | D | 491,231 | D | |
| Common Stock | Jul 6, 2016 | S | 1,200 | $8.00 | D | 490,031 | D | |
| Common Stock | Jul 6, 2016 | S | 900 | $8.01 | D | 489,131 | D | |
| Common Stock | Jul 6, 2016 | S | 359 | $8.02 | D | 488,772 | D | |
| Common Stock | Jul 6, 2016 | S | 100 | $8.11 | D | 488,672 | D | |
| Common Stock | Jul 6, 2016 | S | 300 | $8.12 | D | 488,372 | D | |
| Common Stock | Jul 6, 2016 | S | 700 | $8.13 | D | 487,672 | D | |
| Common Stock | Jul 6, 2016 | S | 438 | $8.18 | D | 487,234 | D |
Table II — derivative securities
No Table II lines on this filing.