SEC Form 4 · accession 0001199835-26-000236
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Cary
Director
Period of report
May 12, 2026
Accepted (ET)
Jun 18, 2026 · 1:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000838875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $0.00 | May 12, 2026 | A | 11,500 | A | — | — | Common Stock | 11,500 | 11,500 | D |
Explanation of responses
- F1On May 12, 2026, the reporting person was granted 11,500 restricted shares, of which 3,834 restricted shares shall vest on May 12, 2027, an additional 3,833 restricted shares shall vest on May 12, 2028, and the remaining 3,833 restricted shares are scheduled to vest on May 12, 2029, in each case subject to the reporting person continuing to serve as a director on the board of directors of Willamette Valley Vineyards Inc. (the "Company"). All such restricted shares shall immediately vest upon the occurrence of a "Change in Control" as defined in the Company's 2025 Omnibus Equity Incentive Plan.