SEC Form 4 · accession 0001140361-15-038958
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Bernau
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 29, 2015
Accepted (ET)
Oct 29, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | X | 4,000 | $3.2445 | A | 459,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.2445 | Oct 29, 2015 | X | 4,000 | D | Jul 20, 2011 | Jul 20, 2016 | Common Stock | 4,000 | 62,000 | D |