SEC Form 4 · accession 0001140361-15-027608
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ellis
Director
Period of report
Jul 14, 2015
Accepted (ET)
Jul 15, 2015 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2015 | X | 5,000 | $3.76 | A | 12,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $3.76 | Jul 14, 2015 | X | 5,000 | D | Aug 1, 2005 | Aug 1, 2015 | Common Stock | 5,000 | 51,000 | D |